Mekong Securities Joint Stock Company ("Mekong Securities" or the "Company") was originally founded in 2002 and licensed by Vietnam's State Securities Commission in 2003. Mekong Securities is an institutionally focused Vietnamese securities broker-dealer providing customized services tailored to institutions trading the Vietnamese equities markets.

The Company operates with more than 40 staffs located in its Hanoi and Ho Chi Minh City offices and holds seats on both the Ho Chi Minh City Stock Exchange and the Hanoi Securities Trading Center. Clients are generally sophisticated institutions leveraging Mekong Securities' sophisticated trading operations and highly regarded company research to intelligently access Vietnam's generally opaque listed and OTC markets. The Company is lead by a top tier management team comprised of expatriates and Vietnamese nationals with combined experiences in both the foreign and Vietnamese securities market.